The Series 63, The Uniform Securities Agent State Law Examination, is also required by many states (including PA) for an individual to register as a registered representative. The exam covers state securities laws, rules and regulations, ethical business practices, and fiduciary obligations.
The Securities Guys and the Series 63
The Securities Guys offer two primary solutions for the Series 63.
- We offer live cram courses that generally take about 3 hours
- We have replay videos and soon independent videos of the Series 63 material